Financial Services Regulatory & Compliance

Successful defense of “matched-pair” based claims, defending lenders in response to alleged violations of the Equal Credit Opportunity Act and Fair Housing Act and facially inequitable credit data.

Represented clients in formal CFPB and FTC investigations and the prevention of related enforcement actions.

Defense of state regulatory enforcement actions and inquiries in various jurisdictions throughout the U.S.

Created and developed intensive cybersecurity risk mitigation programs for financial institutions to prevent and reduce the growing risks associated with business engagement in the digital age.

Defense of civil litigations related to complex issues associated with lending and loan servicing, including successful resolution of claims involving loan repurchase/indemnification, the Telephone Consumer Protection Act, the Fair Debt Collection Practices Act and the Fair Credit Reporting Act.

Developed tailored compliance management systems for financial services companies of all sizes.

Educated local and state government officials regarding the property rights of pawnbrokers in pawned items.

Defense of civil litigations related to complex issues associated with lending and loan servicing, including successful resolution of claims involving loan repurchase/indemnification, the Telephone Consumer Protection Act, the Fair Debt Collection Practices Act and the Fair Credit Reporting Act.

For financial services companies of all sizes, developed tailored compliance management systems engineered to merge best practices with practical budget and operational realities.